San Jose Chapter Meeting
Ethics

Date/Time:

Saturday, October 6, 2018
10:00 AM to 12:00 PM

Location:

TECHNOLOGY BUILDING

Conference Room 2nd Floor

1754 Technology Drive

San Jose, CA 95110

Topic: Ethics

The focus of this course is on ethics and ethical behavior, both in general and specifically relating to CPAs. The goal to provide a hands-on application of the material. The course reviews the general nature and basic theories of ethical behavior; why ethics are critical to individual CPAs and the accounting profession as a whole; several models for ethical decision-making; and the AICPA Code of Professional Conduct. The primary objective of the course is to help educate CPAs in the ethics of the accounting profession. Specifically, this course provides insight for CPAs into the world of "other" financial services and helping their clients navigate a complex world. Minor topics will include the vacating of the Department of Labor's Fiduciary Rule and dealing with outside advisors.

Presenter: Kenneth (Ken) Quiat

Kenneth (Ken) Quiat is a Senior Wealth Advisor with Belpointe Asset Management, LLC and President of Direct Lenders’ Insurance Services located in the San Francisco Bay Area. Ken began his financial services career in 1986 in Denver, CO. Shortly after, Ken was recruited to work for Chevron and moved to Northern California. As one of Chevron’s Management Program candidates, Ken worked on projects in Russia and Kazakhstan. In 2000, Ken completed his Life and Health licensing requirement with A.D. Banker and rejoined the financial services industry. Ken developed not-for-profit networking that allowed him to become a top investment and insurance producer. After working for large insurers, fraternal insurance companies, and bank brokerage, Ken branched out on his own and created his own insurance agency.

CPE Information:

2 Ethics Hours

CTEC: 1000-CE-4439
IRS: 18QC1-E-01066-18-I

Knowledge Level: Overview

Cost:

$30 Members
$40 Non-Members
Late Registration Fee (Member):
 $5
Late Registration Fee (Non-Member):
 $10
Date Late Registration Fee Applies:
 10/05/2018

Registration:

Contact Email: [email protected]

This presentation has been designed to meet the requirements of the Return Preparer Office, the California State Board of Accountancy; and the California Tax Education Council including code 31 of Federal Regulations10.6 (g). This does not constitute an endorsement by these groups. A listing of additional requirements to renew tax preparer registration may be obtained by contacting CTEC at P.O. Box 2890, Sacramento, CA. 95812- 2890, or phone CTEC at (877) 850-2832, or on the Internet at www.ctec.org.